1. Understanding Structure, Changing Practice

1. Understanding Structure, Changing Practice
  • Stephen Hackney, Head of Conservation Science (retired), Tate, London

In the latter part of the twentieth century, conservators questioned the practice of lining paintings on canvas. This inspired fundamental scientific studies of the structure, material, and aging of paintings. The implications of mechanical and chemical aging can now be better predicted. This knowledge has provided conservators with a wide variety of alternative treatments, and it supports the concept of collections care.

KEYWORDS: structure, canvas, ground, painting, oil, lining, research, aging, mechanical, stress, strain, relaxation, chemical, hydrolysis, acidity, pH, efflorescence, air exchange rate, collections care, treatment, deterioration

Structural Conservation

By addressing the structure of a painting, we are forced to consider not only the image intended by the artist but also the artwork’s physical nature and history. A stretched canvas is a subtle and delicate construction devised for both stability and lightness, but if the structure is damaged or failing, this creates risks for both the appearance and purpose of a painting.

As any artifact ages and deteriorates, it eventually reaches a point when its appearance and functions are judged to be no longer acceptable. Some of these changes demand action in order to preserve the artifact’s use and prevent further decay. Some changes are not reversible—for instance, cracks, which indicate fragility and may cause a disturbing interference with an image. Yet, in a painting, cracks are also viewed as a sign of authenticity.

Structural conservation of a canvas painting can be a more profound intervention than cleaning or varnish removal, and each intervention presents fundamental aesthetic challenges for the paint surface and ethical doubts for the concept of reversibility. A structural treatment may be applied to an entire painting, perhaps in a single, rapid operation. Like other aspects of conservation, such a treatment requires considerable judgment and skill, and success is often determined by the treatment’s invisibility.

Fifty years ago, a traditional lining method was considered a normal component of any conservation treatment. The lining used was defined by the choice of adhesive, and these materials had a surprisingly wide range of properties, from water based to water repellent. The goal of lining was to turn a fragile canvas painting into one that was much more resilient, but the means and the outcome were not well defined. The dangers in lining were recognized, however, and it was normally carried out by skilled and experienced professionals. But attempts were also made to automate and deskill the process by using hot tables and vacuum pressure.

For the student, there was little published information except for some early discussions on reservations about glue lining, the justification for introducing wax-resin adhesives, and designs for hot tables (; ). From this background, Westby Percival-Prescott conceived the Conference on Comparative Lining Techniques, held in Greenwich (London) in 1974. This ambitious project brought together experts from various backgrounds, but it succeeded in uncovering much confusion of purpose and also a genuine desire to improve the situation (). Traditional methods were described by practitioners, and several research projects investigating alternative adhesives and lining methods were presented. A wide variety of conservation aims emerged, from restoring the original appearance of a painting to accepting its existing condition (). For the first time, the advantages and disadvantages of all materials and methods were openly debated, including wax-lining methods (; ).

During a period when lining was widely, uncritically accepted, most practitioners had honed their skills in a narrow lining specialty based on one specific adhesive and had a limited range of experience. The establishment of conservation training courses with academic aspirations has now largely replaced the former apprenticeship training, which passed on the strengths and skills of existing practices but had no mechanism to compare or improve on them. Formal training has provided an impetus for conservation science, and the study of conservation methods has influenced the materials and practice of conservators and even some artists.

Scientific Research

After Greenwich, it was clear that an understanding of the structure and mechanisms of stretched canvas paintings was needed. This has since been achieved by a number of researchers, beginning with Marion Mecklenburg and his systematic studies that provided measurements of painting materials under tension and different RH conditions, identifying the high tension in glue films and grounds at low humidity. Measurements of breaking strains of oil paint films led to an explanation of the observed cracking of canvas paintings (fig. 1.1).

Black and white photograph of a painting in raking light that highlights the canvas surface and cracks.
Expand Figure 1.1 Edward Lear, View of Reggio and the Straits of Messina, 1852. Oil on canvas, 51.4 × 81.2 cm (20 1/4 × 32 in.). Typical raised crack pattern, impact cracks, and canvas corner undulation in raking light. Image: Tate

The response of paintings to moisture had been a particular concern since the nineteenth century. Mecklenburg’s plot of tension against RH for all the materials on a stretched and primed canvas was a major advance (; ). Gerry Hedley explained the mechanism of canvas shrinking when exposed to water or RH approaching 100%. He also saw the effect of initial weave crimp transfer from warp to weft (; ). The differing influence of pigments on the drying (curing) of linseed oil explained why the application of moisture and pressure is not enough to flatten most mature lead white paints. Temperature response of paintings was also investigated (). Cracking of otherwise flexible acrylic paintings at extremely low temperatures was at first surprising. The concept of glass transition temperature (Tg) clarified why familiar flexible materials became brittle at these low temperatures.

Long-term mechanical behavior, such as relaxation and creep, has also been measured, providing useful predictions of future behavior. It took sixteen years to collect the data presented at the Canadian Conservation Institute, which show the relaxation (loss of tension) of stretched canvas paintings and linings over that period of time, plotted on a logarithmic time axis (fig. 1.2). Such data are critical when deciding on the best choice of adhesive and lining material.

A line graph depicting painting canvas relaxation versus time. There are nine lines plotted, colored blue, grey, green, orange, red, and brown.
Expand Figure 1.2 Long-term relaxation for several canvases and linings plotted logarithmically against time (Daly Hartin et al. 2011). Image: Stephen Hackney

The use of biaxial stretching, first proposed by Berger (), and electronic speckle pattern interferometry (ESPI) for strain measurement (fig. 1.3) enabled Young and Hibberd to look in further detail at conservation issues and lining practices, such as the strain associated with stretcher attachments (; ). The complex structure of stretched canvas is now understood in sufficient detail to consider computer modeling of the mechanical properties of both paintings and linings. It also offers the opportunity to study in more detail the effects of minimal treatments on more contemporary paintings (; ). Temporary solutions and physical protection may prove to be our best options, but many have not yet been fully assessed objectively.

A thermal graph depicting canvas strain variations in canvas. The edges of the graph are green with blue corners. The center of the graph is yellow, orange, and red, with the centermost section the warmest in tone.
Expand Figure 1.3 Strain variations near the canvas edges associated with the use of tacks for attachment to the stretcher (Young and Hibberd 1999). Image: Stephen Hackney

Conservation Practice

Transferring research results into conservation practice on historical objects involves special problems. Understanding materials in a pristine state is not enough to predict the behavior of deteriorated old paintings (; ; ; ; ). Since an assessment of physical condition and appropriate treatment requires such knowledge, measuring slow processes such as “natural” aging is increasingly necessary in order to make reliable long-term decisions.

Progress in devising and applying new conservation treatments is made difficult because at some stage practical experience can be gained only by working directly on unique and valuable original aged material (fig. 1.4). It might be argued that this amounts to carrying out scientific experiments lacking a control. As a consequence, we can choose our treatment method but cannot be sure it was the best of several possible options.

Black and white image in raking light of a landscape oil painting. There are figures to the bottom half of the painting.
Expand Figure 1.4 Julius Caesar Ibbetson, Smugglers on the Irish Coast, 1808. Oil paint on canvas, 54.6 × 85.1 cm (21 1/2 × 32 in.). Glue-lined oil painting, possibly including megilp chosen by the artist for its fluidity (Ibbetson 1803). The raking light reveals flattened impasto and weave emphasis from glue lining. Image: Tate

In the United Kingdom, original nineteenth-century loose linings have provided a limited source of acceptable experimental material, but such material has still not been replicated reliably in all its aspects by artificial aging methods.

For the conservator concerned with historical paintings, it is important to be aware of artists’ changing methods, materials, and intentions. There is much detail, accumulated from the examination of examples of painting practice, to inform the conservator of the likely behavior of a specific painting to be treated. For the period from the latter part of the nineteenth century until the present, artists were less bound by academy controls; their aims became more adventurous, and their materials and methods expanded. As paintings from this period increasingly demand attention and treatment, the conservator is presented with a variety of interesting new problems and conflicts, many of which have already contributed to modified conservation practice for works on canvas, currently leading to a more preventive approach. The demands of much recently created art provide a challenge that requires radical solutions, and they are pointing to new directions in conservation of both contemporary and traditional art ().

Some developments of lining processes using new materials, such as sailcloth fabric () and Beva 371 adhesive (), have so far survived the test of time. Exploring the properties and stability of possible alternative conservation structural materials is a major undertaking, made more difficult by the risk that material manufacturers may discontinue their supply. Economics also conspire to deter time-consuming structural treatments. As a consequence, for many contemporary paintings, restoration often challenges existing experience and costs much more than preventing damage (fig. 1.5).

Photograph of a painting of blue, grid-like interwoven canvas.
Expand Figure 1.5 A painting made from three stretchers interwoven by strips of canvas, which presents a structural conservation challenge. Stephen Buckley, Nice, 1972. Acrylic on canvas, 81 × 90.2 × 5.1 cm (32 × 35 1/2 × 2 in.). Tate, London. Image: © Stephen Buckley / Photo: Tate

Collections Care

Given the many unavoidable problems encountered in conservation treatments, protecting canvases from physical and chemical deterioration is now considered a priority in many museums. For the conservator, it has always been difficult to predict the range of conditions to which a painting has been and could be exposed. The environment that a specific painting is likely to encounter remains uncertain, even within museums. Increasingly, we ask what are the true risks for paintings on canvas, and how should we decide when intervention is necessary?

Improvements in the environment of modern museums (controlled and filtered air-conditioning, UV filtration); careful handling and operating procedures; and protection during transport and handling have all contributed to more reliable conditions. Defining exact relative humidity/temperature (RH/T) conditions is virtually impossible, but the absence of identifiable damage that can be directly attributed to current museum conditions is a positive indicator. However, more recently, an open-ended commitment to long-term protection by air-conditioning has been challenged as expensive and unsustainable in energy terms.

In the past, the risks of travel were unpredictable and thought to be large. Conservators were therefore obliged to reinforce a painting’s structure to the best of their ability. With increasing loan and exhibition programs and major blockbuster exhibitions, this has become an international problem. The transport environment has now been examined in terms of shock, vibration, moisture content, and temperature along with their consequences for paintings in transit. Criteria for behavior and designs for packing cases to minimize exposure to risks have become established. An interesting observation from the Art in Transit research group was that, by using reliable methods and tight procedures, transport risks could be reduced below those of handling within a museum ().

By introducing consistent procedures for the physical protection of works of art, it is easier to avoid much accidental damage and unnecessary early deterioration. Successful collections care procedures have together made the idea that lining is a requirement much less persuasive and forced us to be more precise about its purpose.

Chemical Aging Processes

For the long-term survival of paintings, the less dramatic yet equally important chemical degradation of canvas, size, ground, and paint needs to be considered. However, the exact condition of aged canvases and their continuing rate of decay cannot be known in sufficient detail and are not readily captured in most risk analysis, which is currently concerned with shorter term, mainly physical activity.

The slow reactions of oxidation and hydrolysis that take place in degrading cellulose and oil paint are the main reasons that painting materials become fragile. What were originally stable structures no longer perform their design function, and physical damage often follows. Air pollution and light contribute to this deterioration, involving chemical interactions between canvas and its immediate environment. They play a subtle, perhaps unstoppable role in aging.

Between 1900 and 1960, air pollution was at its worst in many countries. Most museums were not air-conditioned, and until about 1990 concentrations of particulates and the strong acidic gas sulfur dioxide remained unacceptably high. In the last hundred years or so, exposed canvas has adsorbed sulfur dioxide from air pollution; the sulfur dioxide then reacts with the cellulose in the canvas. The products are not volatile and remain in the canvas, facilitating hydrolysis reactions. All acidity, whether from external and internal pollution or simply from oxidation, cause measurable weakening and embrittlement of the canvas (fig. 1.6).

A plot graph depicting molar mass distribution in three different painting canvases. The lines are curved, each colored black, green, and red. The black and green lines peak toward the center of the graph and the red line peaks higher to the right of the graph.
Expand Figure 1.6 Plot of molar mass distribution. A new canvas on the right with a range of very high molecular weights compared with two samples of a J. M. W. Turner loose-lining canvas (painting dated 1846). The peaks (modes) for the Turner canvas are at much less molar mass and there is a greater spread of molar masses than for the new canvas, indicating that the long cellulose molecules have been cleaved at many points. Also, the darker exposed parts are more degraded than the lighter parts behind the stretcher. Canvas samples analyzed at BOKU Vienna during the EU MEMORI project (Jeong et al. 2013). Image: Myung-Joon Jeong, Manuel Becker, Antje Potthast, Susana López-Aparicio, and Stephen Hackney

Efflorescence can occur on the surface of oil paintings, especially unvarnished ones, and on glazed works it is sometimes transferred onto the glass. This deposit has been analyzed as fatty acids (), which must have been released from the oil paint. The hydrolysis of oils is well known, and migration of its reaction products within dried oil paint films explains efflorescence.

There has been a major advance in understanding the degradation of oil paint and how it changes the paint’s optical performance and our perception of a painted image (; ). We are all familiar with the increase in transparency of oil paintings and grounds. The impregnation and lining of paintings with thin grounds can also cause increases in transparency, especially when wax resin has been used (). We now know that old paint films form an ionomeric structure that continues to deteriorate by hydrolysis and oxidation. Saponification reactions of free acids with alkaline or basic metals present in finer pigments, such as calcium, magnesium, lead, and zinc, can dissolve pigments into the paint. Removal of these light-dispersing fine pigments causes the paint to increase in transparency.

I recently conducted experiments involving mixing acid-base titration indicators into various fresh white oil paints and then painting them out. In a few minutes, the pH 4, 4.1, and 4.7 indicators began to change color, but the pH 3.3 and 3.7 indicators remained unchanged for months. For comparison, samples were removed and exposed to ammonia vapor to return them to their initial color (for a short time). Similar control samples in artists acrylic paint did not change color at all. This demonstrates that oil paint becomes acidic within a short period of time ().

The acidic nature of dried oil paint is the reason why artists do not paint directly on canvas but instead protect it with a coat of glue size. The application of an oil ground or paint on top of this water-soluble size layer produces many of the structural and mechanical problems that we have to deal with. A hot glue size will engulf the canvas, but when applied cold it can accumulate on the canvas surface (). If and when a glue size cracks, its barrier properties are reduced and volatile breakdown products (VOCs) may reach the canvas.

Similarly, if we add a consolidating or lining adhesive that can become acidic on oxidation, the canvas will be exposed to more rapid deterioration. These arguments suggest more research is needed into both conservation adhesives and ways of achieving adequate deacidification of canvas (; ).

Enclosure on display or in storage to reduce moisture exchange and deposition of external pollution, such as nitrogen dioxide and particulates, is an important conservation measure () and a more sustainable alternative to air-conditioning, but measurements within enclosures demonstrate that we have to be careful in its use (fig. 1.7).

Figure 1.7 Two separate studies showing that below 0.5–1.0 air exchanges per day, the air concentration of internally generated volatile pollution soars. (a) Large-volume display cases (Thickett et al. 2007). (b) Various narrow painting frames and cases (Grøntoft et al. 2011). See Hackney 2016. Image: Stephen Hackney

The concentration in air is not in itself a measure of reaction rate, but it shows that more molecules are available to react. Below 0.5 AER (air exchange rate), the rate of off-gassing of acetic acid, both from the packaging and (some) from the object, exceeds the combined leakage rate and rate of deposition or reaction, the latter being slow processes. When reactive molecules collide, only a small proportion reacts, but in these circumstances trapped pollution molecules can collide many times and will eventually react. The introduction of sacrificial adsorbers or reactants might therefore be useful, provided they are placed close to the object.

Conclusion

There is still plenty of work to be done, but at last we know that we can build on a growing body of knowledge. We still need to turn this knowledge resource into genuine expertise and practical conservation experience. We also need to embed in our minds the concept of preventing deterioration, which will be appreciated by future practitioners who will still be addressing the same ethical issues. The Conserving Canvas symposium provided a useful forum to take stock of recent progress and to assess its contribution to the development of an agreed way forward.

Figure 1.1 Edward Lear, View of Reggio and the Straits of Messina, 1852. Oil on canvas, 51.4 × 81.2 cm (20 1/4 × 32 in.). Typical raised crack pattern, impact cracks, and canvas corner undulation in raking light. Image: Tate
A line graph depicting painting canvas relaxation versus time. There are nine lines plotted, colored blue, grey, green, orange, red, and brown.
Figure 1.2 Long-term relaxation for several canvases and linings plotted logarithmically against time (Daly Hartin et al. 2011). Image: Stephen Hackney
A thermal graph depicting canvas strain variations in canvas. The edges of the graph are green with blue corners. The center of the graph is yellow, orange, and red, with the centermost section the warmest in tone.
Figure 1.3 Strain variations near the canvas edges associated with the use of tacks for attachment to the stretcher (Young and Hibberd 1999). Image: Stephen Hackney
Figure 1.4 Julius Caesar Ibbetson, Smugglers on the Irish Coast, 1808. Oil paint on canvas, 54.6 × 85.1 cm (21 1/2 × 32 in.). Glue-lined oil painting, possibly including megilp chosen by the artist for its fluidity (Ibbetson 1803). The raking light reveals flattened impasto and weave emphasis from glue lining. Image: Tate
Figure 1.5 A painting made from three stretchers interwoven by strips of canvas, which presents a structural conservation challenge. Stephen Buckley, Nice, 1972. Acrylic on canvas, 81 × 90.2 × 5.1 cm (32 × 35 1/2 × 2 in.). Tate, London. Image: © Stephen Buckley / Photo: Tate
A plot graph depicting molar mass distribution in three different painting canvases. The lines are curved, each colored black, green, and red. The black and green lines peak toward the center of the graph and the red line peaks higher to the right of the graph.
Figure 1.6 Plot of molar mass distribution. A new canvas on the right with a range of very high molecular weights compared with two samples of a J. M. W. Turner loose-lining canvas (painting dated 1846). The peaks (modes) for the Turner canvas are at much less molar mass and there is a greater spread of molar masses than for the new canvas, indicating that the long cellulose molecules have been cleaved at many points. Also, the darker exposed parts are more degraded than the lighter parts behind the stretcher. Canvas samples analyzed at BOKU Vienna during the EU MEMORI project (Jeong et al. 2013). Image: Myung-Joon Jeong, Manuel Becker, Antje Potthast, Susana López-Aparicio, and Stephen Hackney
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